Regulator news for traders
Warnings about unlicensed and clone firms, enforcement actions and fines, and rule changes — collected from the official websites of UAE and major global regulators. Each item links to the regulator’s original notice.
449 notices · Latest notice: 6 Nov 2026
- smartea.trading
- Veracore Finance
- Nova Financial group limited or NV-Group
- First Islamic Cooperative Investment Bank PLC
- majestiglobal.com
- profitaipilot.com
- marketexpertgroup.co.uk
- ottowealthpartners.com
- fivonix.com
- gforex.co.uk
- divinegold.co.uk
- tuffminers.org
- novabridgeinc.uk
- algospheremarkets.com
- wealthstockltd.co.uk
- davisandcole.com
- apexihl.com
- intelliwealthgp.com
- rmtradingltd.com
- Sunshine Loans ordered to pay $5.5 million penalty for charging customers illegal fees
The Federal Court has ordered small amount lender Sunshine Loans Pty Ltd to pay $5.5 million in civil penalties for charging an illegal fee to thousands of consumers that was prohibited under the National Credit Code.
- www.rubizio.com
- www.nex-investment.com
- www.icumarkets.com
- www.vyberfx.net
- www.primemineblock.com
- REVOLVE TRUST
- Mega Pro Forex Trade
- www.apex-globalassets.com
- Crypto Global Brokerage
- Invexel FX Trade
- CFTC Issues Impartial Access Requirements Interpretation
- www.highlandtradecapital.com
- Quantira Vault Bank
- www.signal-lab.ai
- www.qikap.com
- Tractus Trade
- Argentum Trade
- Sky Bing Bank
- FSRA Alerts the Public of Suspected Fraudulent Scheme by Airo Capitals
- SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers
The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for…
- Bitrue / www.bitrue.com
- ASIC issues over $4.3 million in infringement notices to 22 companies for alleged failure to lodge financial reports
ASIC has issued infringement notices to 22 large proprietary companies as part of ASIC’s ongoing surveillance and enforcement work focused on financial reporting compliance.
- CFTC Secures Court Order Directing Texas Man and His Company to Pay Over $13 Million in Commodities Fraud
- Equity Plus Options / equityplusoptions.com
- New FCA rules bring ESG rating providers into UK regulation for the first time
New UK rules for environmental, social and governance (ESG) rating providers will raise standards in the market, helping investors to make better informed decisions. The new framework brings ESG rating providers into…
- Federal Court upholds $11 million in penalties and disqualification against iSignthis and former director and CEO Nickolas John Karantzis
ASIC has successfully defended the key liability, penalty and disqualification outcomes challenged by iSignthis Ltd (iSignthis), now known as Southern Cross Payments Ltd, and its former director and chief executive…
- PUG Marketing Management Co. LLC
Address: Dubai. The CMA advises investors to refrain from dealing with this entity, as it is not licensed or authorized to conduct regulated financial activities or provide related services.
- Daventryx Limited — Settlement €40.000
The Law Regulating Companies Providing Administrative Services And Related Matters Of 2012
- Prime Yield Assets
- CDPP discontinues aiding and abetting charge against Clive Palmer for PLC takeover law breach
The Office of the Director of Public Prosecutions (Cth) (CDPP) has discontinued proceedings against Clive Frederick Palmer for aiding and abetting Palmer Leisure Coolum Pty Ltd (PLC) to breach takeover law in 2012.
About these notices
Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.
- Capital Market Authority (UAE, formerly SCA)
- Dubai Financial Services Authority (DIFC)
- Financial Services Regulatory Authority (ADGM)
- Virtual Assets Regulatory Authority (Dubai)
- Financial Conduct Authority (UK)
- Cyprus Securities and Exchange Commission
- Australian Securities and Investments Commission
- U.S. Securities and Exchange Commission
- U.S. Commodity Futures Trading Commission
- National Futures Association (U.S.)
- European Securities and Markets Authority
- International Organization of Securities Commissions