Regulator news for traders
Warnings about unlicensed and clone firms, enforcement actions and fines, and rule changes — collected from the official websites of UAE and major global regulators. Each item links to the regulator’s original notice.
449 notices · Latest notice: 6 Nov 2026
- Warning regarding unregulated entities
- Pemaxx Liquidity
Address: https://pemaxx.com. The CMA advises investors to refrain from dealing with this entity, as it is not licensed or authorized to conduct regulated financial activities or provide related services. The CMA…
- ADGM issues alert concerning unauthorised domains misuing name of Authorised Person
Sarwa
- IOSCO publishes Final Report on Valuing Collective Investment Schemes, strengthening global standards for fund valuation
- GTC Marketing Management LLC / GTC Markets (Mauritius) Ltd., Dubai Branch
Address: Dubai. The CMA advises investors to refrain from dealing with these entities, as they are not licensed or authorized to conduct regulated financial activities or provide related services. The CMA accepts no…
- Warning regarding unregulated entities
- Nova Wealth Financial Consultancy LLC / Nikhil Shyam/ Century Capital Advisors Limited
Address: Dubai. The CMA advises investors to refrain from dealing with these entities, as they are not licensed or authorized to conduct regulated financial activities or provide related services. The CMA accepts no…
- CPMI-IOSCO publishes for Consultation updated guidance and public disclosures to implement initial margin proposals
- Entity: Wealth World Capital Investment LLC / Trading platform and website: Arbitrage Prim (https://www.arbitrageprime.com)
Address: Dubai. The CMA warns investors that this entity, trading platform, and website, are not licensed or authorized to conduct regulated financial activities or provide related services. The CMA accepts no…
- ADGM issues alert concerning fraudulent website
Tungsten-me, Tgst-me, my-tungstens.com, App-tunsgten.com, and Tungsten-app.com
- *Seguro Global / *Seguro Private Wealth FZC, Al Fujairah / *Seguro Commercial Brokers LLC, Dubai / *Seguro Insurance Brokerage LLC, Dubai
Address: www.seguro.ae. The CMA advises investors to refrain from dealing with these companies or accessing the associated website, as they are not licensed or authorized to conduct regulated financial activities or…
- ADGM issues alert concerning fraudulent website
Exinityxe & Exinityx
- Mohicans Markets Ltd - Website: https://www.mhmarkets.com
Address: Dubai. The CMA advises investors to refrain from dealing with this company, or accessing its website, as it is not licensed to conduct regulated financial activities or provide related services. The CMA…
- Momentum Peak Trade (updated)
- QuilCapital trading platform
Address: quilcapital.com. The CMA advises investors to refrain from dealing with this platform, as it is not licensed or authorized to conduct regulated financial activities or provide related services. The CMA…
- Better Experience
The CMA advises investors to refrain from dealing with this company, as it is not licensed to conduct regulated financial activities or provide related services. The CMA assumes no liability for any transactions or…
- ADGM issues alert concerning misleading claims made
MaskEx
- The CMA Issues the Virtual Assets Framework, Establishing an Integrated Regulatory Regime Comprising Five Core Modules and Eight Regulated Activities
- Warning regarding unregulated entities
- Warning regarding unregulated entities
- Warning regarding unregulated entities
- Website: https://naqdi.com Instagram account: @naqdiglobal
The CMA alerts investors that the license issued to Naqdi Securities Currencies Brokers LLC is strictly limited to investment introduction and financial advisory. Any additional financial services offered or promoted…
- Fundfloat Academy
The CMA advises investors to refrain from dealing with Fundfloat Academy, as it is not licensed to conduct regulated financial activities or provide related services. The CMA assumes no liability for any transactions…
- Allegiant Metals Group
Address: Dubai. The CMA advises investors to refrain from dealing with this company, as it is not licensed to conduct regulated financial activities or provide related services. The CMA assumes no liability for any…
- ADGM issues alert concerning fraudulent scheme
Meer Group
- (YA GROUP LTD) & (NXG Markets)
Address: - Website: (https://www.yamarkets.com/) & Website : (www.nxgmarkets.com). The CMA advises investors to refrain from dealing with these companies, as they are not licensed to conduct regulated financial…
- • Rihani Crown Group • Winston Prime Limited and any associated platforms
Address: Dubai. The CMA advises the investing public to refrain from dealing with these companies, as they are not licensed to conduct regulated financial activities or provide related services. The CMA assumes no…
- Hashim Al Fahmawi
The CMA cautions investors against engaging with Hashim Al Fahmawi via the social media platform X (@hashim_fahmawi), as he is not authorized to conduct regulated financial activities. The CMA assumes no liability…
- Hypertech, represented by Sam Lee
The CMA advises the investing public to refrain from dealing with this company or its representative, as they are not authorized to provide financial services or conduct regulated activities within the UAE. Investors…
- IOSCO publishes Consultation Report on Good Practices concerning over-the-counter Commodities Derivatives Markets
- (Skyline Technologies Trade LLC) & (Skyline Trading LLC)
Address: Website: (https://skylinetrading.com). The CMA advises the investing public against dealing with these companies or accessing this website, as they are not licensed to conduct regulated financial activities…
- VARA Investor and Marketplace Alert - Phoenixfin Pte Ltd, MEK Global Limited, Peken Global Limited, and Kucoin Exchange EU Gmbh [commercially advertising as “Kucoin”]
The Virtual Assets Regulatory Authority (VARA) issues this alert in relation to the company Phoenixfin Pte Ltd, MEK Global Limited, Peken Global Limited, and Kucoin Exchange EU Gmbh (commercially advertising as…
- VARA Investor and Marketplace Alert - MEXC Estonia OÜ and MEXC Global LTD [commercially advertising as “MEXC”]
The Virtual Assets Regulatory Authority (VARA) issues this alert in relation to the company MEXC Estonia OÜ and MEXC Global LTD (commercially advertising as “MEXC”), a company using the domain name https://www.mexc.com/.
- Company / Ethr.trading
Address: Instagram account: @ETHR.TRADING. The CMA advises the investing public to refrain from dealing with this company or engaging with its Instagram account, as it is not licensed to conduct regulated financial…
- A Telegram account identified as “MBUS exchange” (@moneybus_manager_eng)
The CMA advises investors to refrain from engaging with this Telegram account, as it is not authorized to provide virtual asset services or conduct any other regulated financial activities. The CMA accepts no…
- Company / ALGOBI
Address: Website: (www.algobi.com). The CMA advises the investing public to refrain from dealing with this company or using its website, as it is not licensed to conduct regulated financial activities or provide…
- Warning regarding unregulated entities
- CMV Capitals Financing Broker
Address: Dubai. The CMA advises the investing public to refrain from dealing with this entity, as it is not licensed or authorized to carry out regulated financial activities or provide related services. The CMA…
- CONNECT NEXUS For Marketing and PR
Address: Dubai. The CMA advises the investing public to refrain from dealing with this entity, as it is not licensed or authorized to carry out regulated financial activities or provide related services. The CMA…
- Unidentified entity impersonating Dubai Gold and Commodities Exchange
The CMA warns investors that an unidentified entity is falsely impersonating the Dubai Gold and Commodities Exchange (DGCX). The CMA and DGCX accept no responsibility for any transactions or dealings involving…
- Royal Citadel Marketing Management LLC
Address: Dubai. The CMA warns investors against dealing with this entity, which is not licensed or authorized to conduct regulated financial activities or provide related services. The CMA bears no responsibility for…
- VARA Consumer and Marketplace Alert - Update on the Real Estate Tokenisation Pilot
The Dubai Virtual Assets Regulatory Authority (VARA) issues this alert regarding recent market communications and representations relating to participation in Dubai’s real estate tokenisation pilot (the “Real Estate…
- flagstonesavings.com / Flagstoneukportal.com / flagstoneimwealth.com / flagstonukeportal.com / flagstoneportals.com(clone of FCA authorised firm) (updated)
- ADGM issues alert concerning misleading claims made
MKT Investing
- STAR LIGHT MARKETING MANAGEMENT SERVICES L.L.C
Address: Dubai. The CMA warns investors against dealing with this entity, which is not licensed or authorized to conduct regulated financial activities or provide related services. The CMA bears no responsibility for…
- Warning regarding unregulated entities
- VOLCANO CAPITAL MARKETING MANAGEMENT
Address: Dubai. The SCA advises the investing public to refrain from dealing with this company, as it is not licensed to carry out regulated financial activities or provide related services. The SCA bears no…
- ADGM issues alert concerning misleading claims made
SGV Advisory FZ LLC or Strategic Global Ventures
- Warning regarding unregulated entities
- Warning regarding unregulated entities
About these notices
Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.
- Capital Market Authority (UAE, formerly SCA)
- Dubai Financial Services Authority (DIFC)
- Financial Services Regulatory Authority (ADGM)
- Virtual Assets Regulatory Authority (Dubai)
- Financial Conduct Authority (UK)
- Cyprus Securities and Exchange Commission
- Australian Securities and Investments Commission
- U.S. Securities and Exchange Commission
- U.S. Commodity Futures Trading Commission
- National Futures Association (U.S.)
- European Securities and Markets Authority
- International Organization of Securities Commissions