Regulator news for traders
Warnings about unlicensed and clone firms, enforcement actions and fines, and rule changes — collected from the official websites of UAE and major global regulators. Each item links to the regulator’s original notice.
449 notices · Latest notice: 6 Nov 2026
- (XC Market limited) · (XCE Commercial Brokers LLC)
Address: اWebsite: (www.xcmarket.com). The SCA cautions the investing public against dealing with the aforementioned companies, as they are not licensed to conduct any of the financial activities or services subject…
- Golden Brokers Limited – Dubai Branch – representative office
Address: Dubai. The SCA notes that the aforementioned company is not licensed by it to conduct any of the financial activities or services that fall under its regulatory and licensing remit, and hereby disclaims any…
- ADGM issues alert concerning fraudulent scheme
Mirage by Mag Investment LLC
- Global Capital Securities Trading, a Dubai-based representative office that is affiliated with Global Capital Market Limited and is operating through www.gcfx24.com
Address: Dubai. The SCA advises the investing public to refrain from dealing with this company and using its website, as it is not licensed to conduct regulated financial activities or provide related services. The…
- Gulf Higher Authority for Financial Conduct
Address: https://www.financialgcc.com. The SCA cautions the investing public against dealing with an unidentified entity using the name Gulf Higher Authority for Financial Conduct and operating through…
- Warning regarding unregulated entities
- Unidentified entity impersonating Emirates Investment Bank and operating through www.uaeinvbank.com
The SCA alerts the investing public that an unidentified entity is impersonating one of its licensed institutions, Emirates Investment Bank. This entity has been found using falsified documents featuring the SCA’s…
- 1- ( Neom Line Investment Limited ) 2- ( Neom Line Investment Co. L.L.C )
Address: Website: (https://neomlineinvest.com). The SCA advises the investing public to refrain from dealing with these companies, as they are not licensed to conduct regulated financial activities or provide related…
- VARA Investor and Marketplace Alert - VESTA PRIME PORTAL CO. L.L.C
The Virtual Assets Regulatory Authority (VARA) issues this alert in relation to the company VESTA PRIME PORTAL CO. L.L.C (commercially advertising as “Vesta Investments”), a company using the domain name…
- NQD Global Marketing Management L.L.C
The SCA advises the investing public to refrain from dealing with this company, as it is not licensed or authorized to conduct regulated financial activities or provide related services. The SCA accepts no…
- www.deluxe-trade.top (updated)
- Century Financial Consultancy LLC
The SCA alerts investors that an unidentified entity is impersonating Century Financial Consultancy LLC. Investors are strongly urged to verify the identity and licensing status of any entity before entering into…
- CFI FINANCIAL MARKETS L.L.C
The SCA alerts investors that an unidentified entity is impersonating CFI Financial Markets LLC. Investors are strongly urged to verify the identity and licensing status of any entity before entering into agreements…
- VARA Steps Up Enforcement to Safeguard Dubai’s Virtual Asset Market 19 Unlicensed Firms Penalised and Public Warning Issued
Dubai, UAE – The Dubai Virtual Assets Regulatory Authority (VARA) has strengthened its enforcement programme to protect the integrity of Dubai’s Virtual Asset ecosystem, taking action against entities found to be…
- Joint Warning with ESMA and Other Supervisory Authorities on Crypto-Assets
- An entity impersonating Ajman Bank and Al Ansari Financial Brokerage
The SCA alerts investors that an unidentified entity is impersonating Ajman Bank and Al Ansari Financial Brokerage. The SCA accepts no responsibility for any transactions or dealings with unaffiliated or unauthorized…
- BinexFX Ltd, operating through (https://binexfx.com)
The SCA advises the investing public to refrain from dealing with this entity, as it is not licensed or authorized to carry out regulated financial activities or provide related services. The SCA assumes no…
- ADGM issues alert concerning misleading claims made
Oscar Markets Limited
- An unknown entity impersonating Finance House PJSC
The SCA alerts investors that an unknown entity is impersonating Finance House PJSC. It accepts no responsibility for any transactions or dealings with parties unaffiliated with this company. Investors are strongly…
- Warning regarding unregulated entities
- Fraudulent electronic communications regarding alleged renewal of certificates
- Strategic Alliance: SCA and Hong Kong SFC Launch Mutual Recognition Framework for Cross-Border Distribution of Public Investment Funds Between Hong Kong and UAE
In a groundbreaking move that reinforces the UAE’s position as a global financial hub, the Securities and Commodities Authority (SCA) and the Securities and Futures Commission of Hong Kong (SFC) announced the signing…
- Top Profit Marketing Services L.L.C
Address: Dubai. The SCA advises the investing public to refrain from dealing with this company, as it is not licensed to carry out regulated financial activities or provide related services. The SCA accepts no…
- A strategic breakthrough in financial influencer regulation reinforces the UAE as a global financial hub
The Securities and Commodities Authority (SCA) has announced a landmark breakthrough in digital finance regulation, marked by an extraordinary 1,100% surge in applications for “Financial Influencer” accreditation.…
- Unidentified entity impersonating Mena Corp Financial Services L.L.C – O.P.C
The SCA cautions investors that an unidentified entity is impersonating Mena Corp Financial Services L.L.C – O.P.C, emphasizing that the company has ceased operations and no longer enters into contracts with…
- Inefex, operating through (https://www.inefex.pro and www.inefex.online)
The SCA advises the investing public to refrain from dealing with this entity, as it is not licensed to carry out regulated financial activities or provide related services. The SCA assumes no responsibility for any…
- Warning regarding unregulated entities
- Mr. Thoufeek Raja Abdul Majeeth
The SCA cautions investors against dealing with Thoufeek Raja Abdul Majeeth, who is neither licensed nor authorized to conduct activities subject to its supervision. The SCA assumes no responsibility for any…
- VARA Notice of Fines – Morpheus Software Technology FZE
The Virtual Assets Regulatory Authority (“VARA”) is issuing this Notice of Fines regarding ongoing supervisory controls, and enforcement actions taken against Morpheus Software Technology FZE (Ref: VL/23/10/002)…
- FX GLOBE Marketing management
Address: Dubai. The SCA advises members of the public to refrain from dealing with this company, as it is not licensed or authorized to carry out regulated financial activities or provide related services. The SCA…
- Ajman tadawul (https: ajmantadawul.com)
The SCA advises members of the public to refrain from dealing with this company, as it is not licensed or authorized to carry out regulated financial activities or provide related services. The SCA assumes no…
- Malicious loss recovery websites
- In a decisive move to enhance market integrity and protect investors, the SCA refers a licensed company to the Public Prosecution and imposed a fine of AED 5 million for misleading clients
The Securities and Commodities Authority (SCA) has imposed a record fine of AED 5 million on a licensed company and referred the matter to the Public Prosecution, in a decisive move to safeguard market integrity and…
- An unknown party impersonates the name and identity of Lunate Capital LLC
The SCA warns the investing public that an unidentified company is fraudulently claiming to be Lunate Capital LLC. Neither the SCA nor Lunate Capital LLC bears any responsibility for transactions conducted with…
- BDS LTD.Seychelles
Address: Seychelles Islands. The SCA wishes to inform the investing public that this company is not authorized to engage in regulated financial activities or offer related financial services. The SCA assumes no…
- Warning regarding unregulated entities
- Sigma one capital | Sigma - wealth world financial | SIGMA ONE CAP MARKETING SERVICES
Address: Dubai. The SCA advises the investing public to refrain from dealing with these companies, as they are not licensed to conduct financial activities or provide services regulated by the SCA. Investors are…
- Anonymous entity falsely presenting itself as Gulf Islamic Investments LLC
The SCA cautions the investing public that an anonymous company is falsely presenting itself as Gulf Islamic Investments LLC. The SCA bears no responsibility for any transactions conducted with entities unaffiliated…
- Tapas Kumar Mohanta
The SCA wishes to clarify that Mr. Tapas Kumar Mohanta, who runs the Instagram account @legendoftrading and the YouTube channel Legend of Trading (https://youtube.com/@tradinglegend?si=WeR5z39SWNcOsiFk), is not…
- ALYWRW FOR MARKETING AND PR L.L.C
Address: Dubai. The SCA cautions investors against dealing with the aforementioned company, as it is not licensed to conduct any financial activities or services regulated by the SCA. The SCA bears no responsibility…
- MEX Atlantic Corporation
In line with its supervisory role over UAE-licensed financial markets and its efforts to advance the national economy, ensure the integrity of financial transactions, and safeguard investor rights, the SCA warns…
- FISCAL MARKETS
Investors are cautioned against dealing with these companies, as they are not licensed to engage in any financial activities or provide services regulated by the SCA. The SCA assumes no responsibility for any…
- Referral of Board Members of an Unlisted Public Joint Stock Company to the Public Prosecution
In line with its supervisory mandate and ongoing efforts to support the national economy, ensure the integrity of financial transactions, and safeguard the rights of UAE-based investors, the Securities and…
- 1- UTradeMarkets | 2- GULF FIRST COMMERCIAL BROKERS
Address: https://www.utrademarkets.com/. Investors are cautioned against dealing with these companies as they are not licensed to engage in any financial activities or provide services regulated by the SCA. The SCA…
- (Exotic Fx limited) | (Exotic Fx Information Technology L.L.C) | (EXOTIC FX MARKETING MANAGEMENT L.L.C )
Address: Website https://exotic-fx.com | Website https://secure.exoticfx.com/ar/links/go/2. Investors are cautioned against dealing with these companies, as they are not licensed to engage in any financial activities…
- Dbinvest Financial Services LLC
The SCA warns the investing public that certain individuals and entities have been falsely presenting themselves as DB Investing Financial Services LLC by unlawfully using its name and logo. Investors are therefore…
- SCA Drives Digital Transformation by Regulating Financial Content and Strengthening Financial Influencer Compliance to Safeguard Investors
As part of its strategic efforts to regulate digital financial markets and enhance investor protection, the Securities and Commodities Authority (SCA) has called on all financial influencers (Finfluencers) operating…
- The Securities and Commodities Authority (SCA) Launches Region’s First “Finfluencer” License to Regulate Digital Financial Content
The SCA has officially launched the region’s first “Finfluencer” license - an innovative regulatory milestone aimed at formalizing and supervising digital financial content. This ground-breaking initiative seeks to…
- FP Markets (UAE)
The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of the Authority.…
- Warning regarding unregulated entities
About these notices
Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.
- Capital Market Authority (UAE, formerly SCA)
- Dubai Financial Services Authority (DIFC)
- Financial Services Regulatory Authority (ADGM)
- Virtual Assets Regulatory Authority (Dubai)
- Financial Conduct Authority (UK)
- Cyprus Securities and Exchange Commission
- Australian Securities and Investments Commission
- U.S. Securities and Exchange Commission
- U.S. Commodity Futures Trading Commission
- National Futures Association (U.S.)
- European Securities and Markets Authority
- International Organization of Securities Commissions