Regulator news for traders
Warnings about unlicensed and clone firms, enforcement actions and fines, and rule changes — collected from the official websites of UAE and major global regulators. Each item links to the regulator’s original notice.
449 notices · Latest notice: 6 Nov 2026
- ADGM issues alert concerning misleading claims
New Financial Technology Ltd
- KANAK CAPITAL MARKETS
The Authority (SCA) notes that the named company does not have any license from the Authority to engage in any of the financial activities or services that are subject to regulation and licensing by the Authority.…
- (@almannaee770 )
The SCA warns the investing public that The account (@almannaee770) on the social networking site "Twitter" does not have any license from the SCA. Therefore, the SCA warns investors against dealing with the…
- Trio Market
Address: https://www.triomarkets.com/arb/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the…
- PEMAXX LIQUIDITY
Address: https://pemaxx.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- GAIN Global Markets Inc
Address: https://www.forex.com/en/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation…
- CMS Prime
Address: https://cmsprime.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- TradeUltra Limited
Address: https://www.tradeultra.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the…
- Smart FX
Address: https://smartfx.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- ZaraFX
Address: https://zara-fx.com/ar/about.php. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the…
- Dxb Option
Address: https://www.dxboption.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the…
- HonorFX
Address: https://ar.honorfx.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation…
- fx pro
Address: https://www.fxpro.ae/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- VPFX
Address: https://www.vpfx.net. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- SVFX Financial Investments FZC LLC
Address: https://svfx.ae/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- HANTEC MARKETS
Address: https://hmarkets.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- Royal Index
Address: https://royalindexllcuae.wordpress.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to…
- 4T Broker
Address: https://4t.com/ar/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- exuberance asset management
Address: https://exuberance.ae. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- PSFX International LLC
Address: https://www.psfxpro.com/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation…
- ICM Capital
Address: https://www.icmcapital.co.uk/ar/. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the…
- unknown party impersonates the name and description of ADS SECURITIES - LLC
SCA warns the investors that an unknown party is impersonating the name and description of ADS SECURITIES – LLC – a licensed company by SCA – by using the official license issued from SCA, and in order to avoid any…
- ADGM issues alert concerning fraudulent website
Sterwa Holdings
- M.R Aakash Sharma
The Authority (SCA) notes That the aforementioned individual does not have any license, accreditation or approval to practice any activities subject to the SCA supervision, and that SCA is not responsible for any…
- ADGM issues alert concerning misleading claims
Manra Capital
- (Platinum FX)
SCA calls on investors to refrain from dealing with Platinum FX company in relation to any activities that are subject to SCA’s supervision as the company has not obtained the necessary license to practice any such…
- Maleyat Group
SCA calls on investors to refrain from dealing with Maleyat Group in relation to any activities that are subject to SCA’s supervision as the company has not obtained the necessary license to practice any such…
- Ahmed Mahmoud Ramadan Sayed Ahmed
SCA calls on investors not to deal with aforementioned person because he has not obtained a license to practice any activities subject to the supervision of SCA, and the Authority disclaims any responsibility for any…
- tecomtrader and its website https://mobtrader.tecomtrader.com/login
The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of the Authority.…
- Pride Group Dubai company and its website https://www.prideholding.com/
The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of the Authority.…
- MRL INVESTMENTS LTD, which operates the website WWW.EQUIITY.COM
The Authority notes that the aforementioned company is not licensed by the Authority to practice any of the activities subject to its control and supervision, and that the Authority is not responsible for any…
- Altawoon Trading and its website https://www.eltaawon.com/en/trade-or-invest
The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of the Authority.…
- CFD BEST BROKERS and its website http://www.cfd.ae
The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of the Authority.…
- ADGM issues alert concerning fraudulent website
Iceberg Capitals
- ADGM issues alert concerning fraudulent website
Sarwa Holdings
- Smart Trade Investment
Based on the SCA’s oversight and supervisory role on the licensed financial markets in UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- (pursa.co)
Based on the SCA’s oversight and supervisory role on the licensed financial markets in UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- Mena Global Market
The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of the Authority.…
- unknown party impersonates the name and description of World Investments PSC
SCA warns the public investors against an unknown party impersonating the company named World Investments PSC – a company licensed by SCA- by using the name of the company and some of its information, and it calls…
- Trillium financial broker
Address: Company / Dubai. The Authority (SCA) notes thatthe mentionedcompany does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and…
- Update: VARA Investor and Marketplace Alert - Bored Gen DMCC
Further to the Virtual Assets Regulatory Authority (VARA) notice dated 4 October 2023 in relation to the enforcement action and ongoing investigation regarding the issuance, marketing and distribution of Islamic Coin…
- Amka Capital
Based on the SCA’s oversight and supervisory role on the licensed financial markets in the UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- MARKETPLACE NOTIFICATION: INVESTOR ALERT - Legal Person/ Entity: Bitay Limited Co. Ltd and Bitay Teknoloji Sanayi Ticaret Anonim Şirketi [together ‘Bitay'] Offering/ Product: Bitay Coin
- unknown party impersonates the name and description of Mashreq Securities Company
The SCA warns the investors that an unknown party impersonates the name and description of Mashreq Securities Company – licensed by SCA – by using the name and logo of the mentioned company and the logos of some…
- VARA Investor and Marketplace Alert - Bored Gen DMCC
The Virtual Assets Regulatory Authority (VARA) is issuing this Alert to draw the immediate attention of all investors and market participants regarding the unauthorised Issuance, Marketing and Retail Distribution of…
- VARA Investor and Marketplace Alert - JP-ex Crypto Asset Platform Pty Ltd + JPEX Technical Support Co. Pty Ltd [collectively “JPEX”]
Virtual Assets Regulatory Authority (VARA) is issuing this Alert to call the attention of all investors and market participants, to recent media coverage of regulatory action that is being considered and/or has been…
- VARA Notice of Fines – OPNX Exchange
- SAL INVESTMENT L.L.C
informs the investors that SAL INVESTMENT L.L.C Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns investors against dealing with the mentioned…
- MARKET NOTIFICATION : ALERT - BitOasis Technologies FZE [BitOasis]
VARA is issuing this market alert regarding ongoing supervisory controls, and enforcement actions initiated against BitOasis [Reference: MVP/VARA/BITOASIS].
- Al-Bate Al-Ameen L.L.C
The Authority (SCA) informs the investors that Al-Bate Al-Ameen L.L.C Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns investors against dealing…
About these notices
Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.
- Capital Market Authority (UAE, formerly SCA)
- Dubai Financial Services Authority (DIFC)
- Financial Services Regulatory Authority (ADGM)
- Virtual Assets Regulatory Authority (Dubai)
- Financial Conduct Authority (UK)
- Cyprus Securities and Exchange Commission
- Australian Securities and Investments Commission
- U.S. Securities and Exchange Commission
- U.S. Commodity Futures Trading Commission
- National Futures Association (U.S.)
- European Securities and Markets Authority
- International Organization of Securities Commissions