Regulator news for traders
Warnings about unlicensed and clone firms, enforcement actions and fines, and rule changes — collected from the official websites of UAE and major global regulators. Each item links to the regulator’s original notice.
449 notices · Latest notice: 6 Nov 2026
- ADGM issues alert concerning misleading claims made
Clover Climate Fund
- Digibits Company
Address: Dubai. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of…
- GOLDEN ACCESS MARKETING
Based on the SCA’s oversight and supervisory role on the licensed financial markets in UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- VARA Notice of Written Reprimand – OPNX Exchange [opnx.com]
Following the Investor and Marketplace Alert dated 12 April 2023 in relation to opnx.com [OPNX] conducting unregulated activity, Dubai’s Virtual Assets Regulatory Authority [VARA] has issued a formal Letter of…
- GTC Global Trade Capital STP broker
The Authority (SCA) informs the investors that GTC Global Trade Capital STP broker Dubai Branch –REP Office Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore,…
- GoDo FX Office Company
The Authority (SCA) informs the investors that GoDo FX Office Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns investors against dealing with…
- Tariq alaimtiaz financial services L.L.C
The Authority (SCA) informs the investors that Tariq alaimtiaz financial services L.L.C Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns…
- VARA Investor and Marketplace Alert
VARA is issuing this investor and marketplace alert in relation to the Virtual Asset (VA) Exchange OPNX (operating on opnx.com), launched on 04 April 2023.
- CMA warns the public against falling for fake ads that promote subscription to Salik’s IPO
The Securities and Commodities Authority (SCA) urges investors not to deal with unlicensed fictitious entities, which use social media to post ads promoting subscription to Salik’s initial public offering for fear of…
- GREEN CANDLES MARKETING MANAGEMENT
Based on the SCA’s oversight and supervisory role on the licensed financial markets in UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- Website (https://www.brokwasata.com/)
The Authority (SCA) informs the investors that the company announced through the website https://www.brokwasata.com/ has not obtained a license to practice any activities subject to the supervision of SCA Therefore,…
- (@swfarids)
Address: Account (@swfarids) on the social networking site "Twitter". The SCA warns the investing public that The account (@swfarids) on the social networking site "Twitter" does not have any license from the SCA.…
- ADGM issues alert concerning fraudulent website
MIT (UAE) Holdings
- ARABIAN INDEX COMMERCIAL BROKERS L.L.C
Based on the SCA’s oversight and supervisory role on the licensed financial markets in UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- Website: (https://www.bellstrade.com)
Based on the SCA’s oversight and supervisory role on the licensed financial markets in UAE in a way that serves the interest of the national economy and ensures the safety of transactions and the protection of…
- ICM Securites
The Authority (SCA) informs the investors that ICM Securites Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns investors against dealing with the…
- FTX Exchange FZE – VARA Revocation of Approval and Suspension of MVP Licence
- Website:(https://www.gifxprime.com/)
The Authority (SCA) informs the investors that the company announced through the website: (https://www.gifxprime.com/), has not obtained a license to practice any activities subject to the supervision of SCA…
- BCM Holdings
The Authority (SCA) informs the investors that BCM Holdings Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns investors against dealing with the…
- ADGM issues alert concerning fraudulent website
www.adgm-dsn.net
- Richelieu Financial LLC
The Authority (SCA) informs the investors that Richelieu Financial LLC Company has not obtained a license to practice any activities subject to the supervision of SCA Therefore, the SCA warns investors against…
- Credence LTD
The Authority (SCA) warns the investors that Credence Limited does not obtain any license to practice any activities which is subject to the supervision of SCA Therefore, SCA warns investors in dealing with the…
- Equity Group LTD (Jordan)
Address: Jordan. The SCA warns the investing public that Equity Group LTD (Jordan) does not have any license from the SCA. Therefore, the SCA warns investors against dealing with the mentioned company in any activity…
- Seven Capitals Trading L.L.C
Address: Dubia. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of…
- Mshahed International Group
Address: Dubia. The Authority (SCA) notes that the mentioned company does not have any license from the Authority to engage in any of the financial activities or services subject to the regulation and licensing of…
- Fasttoken electronic currency design and programming
Address: Abu Dhabi. The Authority (SCA) notes that the company mentioned has not obtained a license to practice any activities subject to the supervision of SCA to date, and SCA calls upon investors to verify the…
- axia trade
Address: https://axiainvestments.com/ar/. The Authority (SCA) notes that the mentioned company ( axia trade ) does not have any license from the Authority to engage in any of the financial activities or services…
- Maliyat Investment Company
Based on the regulatory and supervisory role of SCA over the markets licensed in the country in a manner that serves the interest of the national economy and ensures the safety of transactions and protection of…
- ADGM issues alert concerning misleading claims
Para Holdings
- An impersonator of Daman Investment Company
SCA inform investors, and all other external parties that the websites, which operates on the mentioned links www.daman-invest.com & www.damaninv.com, have impersonated the company DAMAN INVESTMENTS. In this regard,…
- An impersonator of the International Securities Company
SCA informs investors, and all other external parties that the website, which operates on the link https://zam.capital/, has impersonated the International Securities LLC. And is trying to promote the service of…
- Swiss Capital Financing Broker LLC
Address: Dubai. The Authority (SCA) notes that the mentioned company ( Swiss Capital Financing Broker LLC) does not have any license from the Authority to engage in any of the financial activities or services subject…
- MIDWAY MARKETING MANAGEMENT
Address: Dubai. The Authority (SCA) notes that the mentioned company (Midway Marketing Management LLC) does not have any license from the Authority to engage in any of the financial activities or services subject to…
- Twitter accountkteermahdoom"@Mahdoom2011"
SCA notifies that the mentioned account name is not a consultant nor financial analysis licensed by SCA. Therefore, SCA is not responsible of any source of interaction with the mentioned account.
- Silwana Diamond
Address: Dubai. The securities and commodities authority (SCA) notifies the investors that the mentioned company does not have any license from SCA to carry out any activities regulated by SCA. and therefore SCA is…
- ADGM issues alert concerning fraudulent website
Ibell Markets
- @almannaee770
The SCA warns the investing public that The account (@almannaee770) on the social networking site "Twitter" does not have any license from the SCA. Therefore, the SCA warns investors against dealing with the…
- ADGM issues alert concerning fraudulent website
Abu Dhabi Financial Brokers
- The website (http://noorcapitalarabic.com/)
The mentioned website has impersonated a company that is licensed from SCA, and therefore SCA warns the public investors not to deal with the mentioned website in any services or activities subject to the supervision…
- Twitter account name (@Kindxes)
The Securities and Commodities Authority (SCA) notes that the account holder (@Kindxes) on Twitter does not havee any license as a financial advisor or financial analyst, and therefore (SCA) warns investors not to…
- The website (www.gulftrader.ae) and (www.gulftrader.com)
The SCA notes that the company "Gulf Trader", and the websites linked to it, (www.gulftrader.ae) and (www.gulftrader.com) does not have any license from The SCA. Therefore, the SCA warns investors from engaging in…
- ADGM issues alert concerning fraudulent website
Tradetheatre Middle East Ltd
- ukisacomparison.com (updated)
- ADGM Issues Alert on Misrepresentation of Market Maker International Group and its Affiliates
- ADGM Issues 2nd Alert on Fraudulent Investment Scam and Website
Abu Dhabi Investment Group
- ADGM Issues Alert on Fraudulent Investment Scam and Website
Abu Dhabi Investment Group
- ADGM Issues Alert Concerning Misleading Website by XCOQ Pro Limited
- ADGM Issues Alert Concerning Fraudulent Website by Al Mutahidha Investment Company PJSC
- ADGM Issues Scam Alert about Rothschild Gulf Investment Bank
About these notices
Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.
- Capital Market Authority (UAE, formerly SCA)
- Dubai Financial Services Authority (DIFC)
- Financial Services Regulatory Authority (ADGM)
- Virtual Assets Regulatory Authority (Dubai)
- Financial Conduct Authority (UK)
- Cyprus Securities and Exchange Commission
- Australian Securities and Investments Commission
- U.S. Securities and Exchange Commission
- U.S. Commodity Futures Trading Commission
- National Futures Association (U.S.)
- European Securities and Markets Authority
- International Organization of Securities Commissions