UAE CMA · Enforcement & fines

Official notices published by the Capital Market Authority (UAE, formerly SCA). Titles are shown exactly as published; open an item to read the full notice on the regulator’s site.

Capital Market Authority (UAE, formerly SCA) · Official website ↗

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4 notices · Latest notice: 25 Jul 2025

  1. UAE CMAEnforcementShare
    In a decisive move to enhance market integrity and protect investors, the SCA refers a licensed company to the Public Prosecution and imposed a fine of AED 5 million for misleading clients

    The Securities and Commodities Authority (SCA) has imposed a record fine of AED 5 million on a licensed company and referred the matter to the Public Prosecution, in a decisive move to safeguard market integrity and…

  2. UAE CMAEnforcementShare
    Referral of Board Members of an Unlisted Public Joint Stock Company to the Public Prosecution

    In line with its supervisory mandate and ongoing efforts to support the national economy, ensure the integrity of financial transactions, and safeguard the rights of UAE-based investors, the Securities and…

  3. UAE CMAEnforcementShare
    Securities and Commodities Authority Successfully Recovers AED 4.1 Million for Investors through Amicable Settlements in 2024

    In line with its pivotal role in enhancing transparency and protecting investor rights, the Securities and Commodities Authority (SCA), through amicable settlements, successfully recovered AED 4.1 million in favor of…

  4. UAE CMAEnforcementShare
    The SCA Imposes AED 1.15 Million Fines on Non-Compliant Companies to Enhance Financial Market Integrity

    The Securities and Commodities Authority (SCA) has taken stringent measures against several companies for violating regulations and non-compliance with anti-money laundering and counter-terrorism financing (AML/CFT)…

About these notices

Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.