NFA · Enforcement & fines
Official notices published by the National Futures Association (U.S.). Titles are shown exactly as published; open an item to read the full notice on the regulator’s site.
National Futures Association (U.S.) · Official website ↗
1 notices · Latest notice: 22 Jul 2026
- NFA orders New York-based firm Hardee Brothers LLC and its principal to withdraw from and not reapply for NFA membership
July 22, Chicago—NFA has ordered Hardee Brothers LLC, an NFA Member commodity pool operator and commodity trading advisor in New York, N.Y., to withdraw from and not reapply for NFA membership or principal status…
About these notices
Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.
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