FCA · Enforcement & fines

Official notices published by the Financial Conduct Authority (UK). Titles are shown exactly as published; open an item to read the full notice on the regulator’s site.

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4 notices · Latest notice: 29 Oct 2026

  1. FCAEnforcementPress ReleasesShare
    FCA stops HTX's crypto promotions

    The FCA has secured High Court undertakings to ensure that HTX (formerly Huobi), a global crypto exchange, will not knowingly promote cryptoasset services unlawfully to UK consumers. The FCA took legal action against…

  2. FCAEnforcementPress ReleasesShare
    Former chief executive banned after misconduct led to £4m losses in high-risk investments

    The FCA has banned Jeffrey Dawkins, the former chief executive of Vector Wealth Ltd, after he dishonestly acted as a front for a disqualified director using the company to sell high-risk bonds. Mr Dawkins has also…

  3. FCAEnforcementStatementsShare
    LIBOR/EURIBOR-related bans

    The FCA has reviewed its regulatory action against individuals whose convictions have recently been overturned by the Court of Appeal.As these convictions formed the basis on which the FCA took its action, we have…

  4. FCAEnforcementPress ReleasesShare
    Two plead guilty after clients lose £2m in fraud case

    Two people who worked at financial advice firms have pleaded guilty to fraud after 4 clients lost £2m. Kerry Nelson, the director of Nexus Independent Financial Advisers Limited and Nexus Investment Managers Limited,…

About these notices

Every item comes from the regulator’s own website or feed and is checked several times a day. Titles are shown as the regulator published them; Invvex does not add findings. A notice is not a full list — always check the regulator’s public register before dealing with a firm.